The Broker/Dealer and Clearing Firm that Service Our Clients
When searching for the Broker Dealer and Clearing firm to house our clients’ accounts, we looked
for the company that possessed the same commitment to premium customer service as we do.
We also searched for a company that has the personal touch in client service with cutting edge
technology. U.S. Brokerage, Inc. (broker/dealer) and Southwest Securities, Inc. (clearing firm) are
the firms that demonstrate this type of commitment daily.
for the company that possessed the same commitment to premium customer service as we do.
We also searched for a company that has the personal touch in client service with cutting edge
technology. U.S. Brokerage, Inc. (broker/dealer) and Southwest Securities, Inc. (clearing firm) are
the firms that demonstrate this type of commitment daily.
Focusing on the needs of our clients.
U.S. Brokerage, Inc. (USB) strongly believes in teamwork and the
concept of creating a winning atmosphere. From the beginning
USB has fostered a climate that enables us to provide truly
unbiased advice to our clients. U.S. Brokerage does not create or
sell any proprietary investment products. Instead, they commit their
resources and staff to providing the total support we need. Their
service orientation allows us to manage our clients more effectively
and provide them with individual solutions, unbiased advice and
objective, professional recommendations.
U.S. Brokerage, Inc. (USB) strongly believes in teamwork and the
concept of creating a winning atmosphere. From the beginning
USB has fostered a climate that enables us to provide truly
unbiased advice to our clients. U.S. Brokerage does not create or
sell any proprietary investment products. Instead, they commit their
resources and staff to providing the total support we need. Their
service orientation allows us to manage our clients more effectively
and provide them with individual solutions, unbiased advice and
objective, professional recommendations.
USB provide us with communication through an Internet centric, state-of the-art, electronic network.
Through this connection they have the full range of support and services needed to operate
successfully. Its back office service and support include services such as consolidated clients reports
on statements and confirmation, consolidated tax reporting, and asset custody and trustee services.
USB brings Wall Street to Main Street by servicing our clients’ accounts with cutting edge technology.
Creating the freedom for us to focus on our clients’ investment needs, objectives and risk tolerances.
Through this connection they have the full range of support and services needed to operate
successfully. Its back office service and support include services such as consolidated clients reports
on statements and confirmation, consolidated tax reporting, and asset custody and trustee services.
USB brings Wall Street to Main Street by servicing our clients’ accounts with cutting edge technology.
Creating the freedom for us to focus on our clients’ investment needs, objectives and risk tolerances.
Southwest Securities, Inc. is a leading provider of
cost-effective, integrated trade execution, clearing and client
account processing to more than 200 financial services
organizations nationwide. Our clients are supported by highly
qualified, experienced operations personnel and 21st century
technology that automates both front and back-office
processes. Southwest's services are tailored to meet the
specific business needs of our clients.
cost-effective, integrated trade execution, clearing and client
account processing to more than 200 financial services
organizations nationwide. Our clients are supported by highly
qualified, experienced operations personnel and 21st century
technology that automates both front and back-office
processes. Southwest's services are tailored to meet the
specific business needs of our clients.
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